AJS Consultancy Services works with clients through their compliance projects whether they are launching a new platform or require a CASS expert. Clients may need help with a Part IV application and assistance with the corporate structures which can deal with a range of products from SIPPs, ISAs, investment accounts and bonds.

Whether you require an interim head of compliance or technical advice and assistance, we can provide it.

A professional service from compliance consultants across a range of financial services disciplines including investment, life and pensions, general insurance and mortgages. Working in the UK, Europe and beyond. Financial promotions approval and standards, compliance ?manuals, policies and procedures, training, treating customers fairly strategy. compliance conferences and reviews of compliance systems and controls.

We have also developed reporting cloud technology to deliver compliant ISA, HMRC, Pensions, CMAR, MiFID II transaction reporting and FCA returns that will interrogate your data and produce accurate and timely reports saving huge amounts of time and effort. Turning raw data into knowledge.

'Member of the Association of Professional Compliance Consultants'

Search News

News Categories

Here are some common categories for you to search by...